Investment Advisors

Dedicated to Your Success

As an investment broker or advisor, you want your clients to have the very best in customer service because a satisfactory experience is an important part of retention and new client acquisition. With DRS as your strategic partner, you’ll have the confidence that comes from knowing you have the nation’s premier third party administrator serving your clients.

We have invested in the digital technology, information resources and educational tools to enable plan sponsors and participants to make the most out of their 401(k) plans. We stay ahead of the curve, monitoring IRS and Department of Labor mandates to guarantee compliance with the latest changes in regulations.

The result is worry-free 401(k) administration that allows your clients to focus on their businesses and helps their employees to maximize their investments.

 

Investment Advisor Highlights

  • Comprehensive, customized solutions that meet your clients’ needs
  • Superior service that helps you retain clients longer
  • A strategic partner helping you grow your business in the highly competitive 401(k) market

ERISA Accounts

ERISA Accounts are available in all of DRS’ recordkeeping programs!

DRS can arrange to have the Plan’s custodian recapture 12b-1 commissions that would normally be paid to a broker/dealer and credit them to an ERISA account in the Plan. The Plan Sponsor can authorize the ERISA Account credits to be used to pay a fee-based advisor, pay plan expenses (administration, recordkeeping, auditor, etc.) or rebate them back to plan participants.

To learn more about ERISA Accounts, please call (877) 910-3775 and ask to speak with a DRS Sales Representative.